John E. Gallagher - Apr 1, 2024 Form 4 Insider Report for Certara, Inc. (CERT)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Richard M. Traynor, as Attorney-in-Fact for John E. Gallagher III
Stock symbol
CERT
Transactions as of
Apr 1, 2024
Transactions value $
-$162,297
Form type
4
Date filed
4/3/2024, 05:02 PM
Previous filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CERT Common Stock Options Exercise $0 +14.7K $0.00 14.7K Apr 1, 2024 Direct F1
transaction CERT Common Stock Tax liability -$84.9K -4.75K -32.39% $17.88 9.91K Apr 1, 2024 Direct F2
transaction CERT Common Stock Options Exercise $0 +12.6K +127.43% $0.00 22.5K Apr 1, 2024 Direct F3
transaction CERT Common Stock Tax liability -$77.4K -4.33K -19.19% $17.88 18.2K Apr 1, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CERT Restricted Stock Units Options Exercise $0 -14.7K -50% $0.00 14.7K Apr 1, 2024 Common Stock 14.7K Direct F1
transaction CERT Restricted Stock Units Options Exercise $0 -12.6K -33.33% $0.00 25.3K Apr 1, 2024 Common Stock 12.6K Direct F3
transaction CERT Restricted Stock Units Award $0 +45.6K $0.00 45.6K Apr 1, 2024 Common Stock 45.6K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU was granted on April 1, 2023, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. Half of the RSUs vested and were settled on April 1, 2024. The remaining RSUs are scheduled to vest and settle on April 1, 2025.
F2 Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1 and 3, exempt under Rule 16b-3.
F3 Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026.
F4 Each RSU was granted on April 1, 2024, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. The RSUs will vest and settle in three equal installments on April 1, 2025, April 1, 2026 and April 1, 2027.