| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Tax liability | -$93.2K | -1K | -1.78% | $93.10 | 55.4K | Apr 1, 2024 | Direct | F1, F2 |
| transaction | GKOS | Common Stock | Sale | -$3.91K | -44 | -0.08% | $88.76 | 55.3K | Apr 2, 2024 | Direct | F2, F3, F4 |
| transaction | GKOS | Common Stock | Sale | -$15.3K | -170 | -0.31% | $89.71 | 55.2K | Apr 2, 2024 | Direct | F2, F3, F5 |
| transaction | GKOS | Common Stock | Sale | -$16.2K | -178 | -0.32% | $90.76 | 55K | Apr 2, 2024 | Direct | F2, F3, F6 |
| transaction | GKOS | Common Stock | Sale | -$7.43K | -81 | -0.15% | $91.74 | 54.9K | Apr 2, 2024 | Direct | F2, F3, F7 |
| transaction | GKOS | Common Stock | Sale | -$93 | -1 | 0% | $92.74 | 54.9K | Apr 2, 2024 | Direct | F2, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on April 1, 2020 and April 1, 2021. |
| F2 | Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F3 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. |
| F4 | This transaction was executed in multiple trades at prices ranging from $88.30 to $89.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $89.32 to $90.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $90.34 to $91.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This transaction was executed in multiple trades at prices ranging from $91.34 to $92.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |