Asheem Chandna - Apr 24, 2024 Form 3 Insider Report for Rubrik, Inc. (RBRK)

Role
Director, 10%+ Owner
Signature
/s/ Anne-Kathrin Lalendran, Attorney-in-Fact
Stock symbol
RBRK
Transactions as of
Apr 24, 2024
Transactions value $
$0
Form type
3
Date filed
4/24/2024, 04:59 PM
Previous filing
Jan 13, 2022
Next filing
May 1, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBRK Series B Preferred Stock Apr 24, 2024 Class B Common Stock 11.6M By Greylock XIV Limited Partnership F1, F2
holding RBRK Series B Preferred Stock Apr 24, 2024 Class B Common Stock 644K By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series B Preferred Stock Apr 24, 2024 Class B Common Stock 644K By Greylock XIV Principals LLC F1, F4
holding RBRK Series C Preferred Stock Apr 24, 2024 Class B Common Stock 1.95M By Greylock XIV Limited Partnership F1, F2
holding RBRK Series C Preferred Stock Apr 24, 2024 Class B Common Stock 108K By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series C Preferred Stock Apr 24, 2024 Class B Common Stock 108K By Greylock XIV Principals LLC F1, F4
holding RBRK Series D Preferred Stock Apr 24, 2024 Class B Common Stock 3.42M By Greylock XIV Limited Partnership F1, F2
holding RBRK Series D Preferred Stock Apr 24, 2024 Class B Common Stock 190K By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series D Preferred Stock Apr 24, 2024 Class B Common Stock 190K By Greylock XIV Principals LLC F1, F4
holding RBRK Series E Preferred Stock Apr 24, 2024 Class B Common Stock 955K By Greylock XIV Limited Partnership F1, F2
holding RBRK Series E Preferred Stock Apr 24, 2024 Class B Common Stock 53.1K By Greylock XIV-A Limited Partnership F1, F3
holding RBRK Series E Preferred Stock Apr 24, 2024 Class B Common Stock 53.1K By Greylock XIV Principals LLC F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.
F2 The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F3 The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F4 The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Remarks:

Exhibit 24 Power of Attorney