Eri Chaya - May 6, 2024 Form 4 Insider Report for RH (RH)

Role
President, Chief Creative and Merchandising Officer and Director, Director
Signature
/s/ Edward T. Lee, Attorney-in-Fact
Stock symbol
RH
Transactions as of
May 6, 2024
Transactions value $
-$21,861,922
Form type
4
Date filed
5/7/2024, 08:19 PM
Previous filing
Apr 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction RH Common Stock +Options Exercise $6,130,000 +100,000 $61.30 100,000 May 6, 2024 Direct
transaction RH Common Stock -Sell -$547,335 -1,984 -1.98% $275.87 98,016 May 6, 2024 Direct F1
transaction RH Common Stock -Sell -$1,640,530 -5,929 -6.05% $276.70 92,087 May 6, 2024 Direct F2
transaction RH Common Stock -Sell -$2,687,107 -9,669 -10.5% $277.91 82,418 May 6, 2024 Direct F3
transaction RH Common Stock -Sell -$3,172,463 -11,372 -13.8% $278.97 71,046 May 6, 2024 Direct F4
transaction RH Common Stock -Sell -$4,950,477 -17,693 -24.9% $279.80 53,353 May 6, 2024 Direct F5
transaction RH Common Stock -Sell -$11,364,941 -40,466 -75.85% $280.85 12,887 May 6, 2024 Direct F6
transaction RH Common Stock -Sell -$3,629,069 -12,887 -100% $281.61 0 May 6, 2024 Direct F7
holding RH Common Stock 23,643 May 6, 2024 By Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RH Employee Stock Option (right to buy) -Options Exercise $0 -100,000 -100% $0.00 0 May 6, 2024 Common Stock 100,000 $61.30 Direct F9

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades ranging from $275.25 to $276.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2 This transaction was executed in multiple trades ranging from $276.28 to $277.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 This transaction was executed in multiple trades ranging from $277.35 to $278.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4 This transaction was executed in multiple trades ranging from $278.35 to $279.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F5 This transaction was executed in multiple trades ranging from $279.35 to $280.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F6 This transaction was executed in multiple trades ranging from $280.35 to $281.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F7 This transaction was executed in multiple trades ranging from $281.35 to $282.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F8 Held by the Chaya-Smith Revocable Trust.
F9 Option vested in five annual installments beginning on 5/8/2015 and ending on 5/8/2019.

Remarks:

President, Chief Creative and Merchandising Officer and Director