| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Sale | -$9.92K | -90 | -0.17% | $110.26 | 52K | May 6, 2024 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. |
| F2 | Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. This number has been corrected from the amount of restricted stock units reported in footnote (3) of the Forms 4 filed by the Reporting Person on each of April 9, 2024 and May 6, 2024, which contained a typographical error and reported such amount as 28,898 restricted stock units. |