Roger G. Stoll Phd - May 23, 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role: Director
Signature: /s/ David Hoffman, Attorney-in-Fact
Stock symbol: DCTH
Transactions as of: May 23, 2024
Transactions value $: $0
Form type: 4
Date filed: 5/28/2024, 04:23 PM
Previous filing: Jun 21, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DCTH	Stock Option (Right to Buy)	Disposed to Issuer	$0	-142	-100%	$0.00^*	0	May 23, 2024	Common Stock	142	$196.70	Direct	F1, F2
transaction	DCTH	Stock Option (Right to Buy)	Award	$0	+142		$0.00	142	May 23, 2024	Common Stock	142	$196.70	Direct	F2
transaction	DCTH	Stock Option (Right to Buy)	Disposed to Issuer	$0	-40K	-100%	$0.00^*	0	May 23, 2024	Common Stock	40K	$11.67	Direct	F3
transaction	DCTH	Stock Option (Right to Buy)	Award	$0	+40K		$0.00	40K	May 23, 2024	Common Stock	40K	$11.67	Direct	F3
transaction	DCTH	Stock Option (Right to Buy)	Disposed to Issuer	$0	-9K	-100%	$0.00^*	0	May 23, 2024	Common Stock	9K	$10.16	Direct	F4
transaction	DCTH	Stock Option (Right to Buy)	Award	$0	+9K		$0.00	9K	May 23, 2024	Common Stock	9K	$10.16	Direct	F4
transaction	DCTH	Stock Option (Right to Buy)	Disposed to Issuer	$0	-9K	-100%	$0.00^*	0	May 23, 2024	Common Stock	9K	$6.24	Direct	F5
transaction	DCTH	Stock Option (Right to Buy)	Award	$0	+9K		$0.00	9K	May 23, 2024	Common Stock	9K	$6.24	Direct	F5
transaction	DCTH	Stock Option (Right to Buy)	Disposed to Issuer	$0	-19.7K	-100%	$0.00^*	0	May 23, 2024	Common Stock	19.7K	$7.25	Direct	F6
transaction	DCTH	Stock Option (Right to Buy)	Award	$0	+19.7K		$0.00	19.7K	May 23, 2024	Common Stock	19.7K	$7.25	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This option was previously reported as covering 100,000 shares at an exercise price of $0.281 per share, but was adjusted to reflect the stock split that occurred on December 24, 2019.
F2	The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 1, 2019 and is fully vested.
F3	The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 23, 2020 and is fully vested.
F4	The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 5, 2021 and is fully vested.
F5	The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 4, 2022 and is fully vested.
F6	The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 12, 2023 and is fully vested.