Gerard P. Smyth - Jul 11, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP & CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Stock symbol
AMP
Transactions as of
Jul 11, 2024
Transactions value $
-$22,302
Form type
4
Date filed
7/15/2024, 06:48 PM
Previous filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise +116 +3.06% 3.9K Jul 11, 2024 Direct F1
transaction AMP Common Stock Tax liability -$22.3K -50.7 -1.3% $439.82 3.85K Jul 11, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Options Exercise -116 -11.04% 933 Jul 11, 2024 Common Stock 116 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.