Kara Wilson - Jul 24, 2024 Form 3 Insider Report for OneStream, Inc. (OS)

Role
Director
Signature
/s/ Holly Koczot, attorney-in-fact
Stock symbol
OS
Transactions as of
Jul 24, 2024
Transactions value $
$0
Form type
3
Date filed
7/24/2024, 08:31 PM
Previous filing
Jul 17, 2024
Next filing
Jul 26, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OS Common Units Jul 24, 2024 Class D Common Stock 417K $0.00 Direct F1
holding OS Stock Option (right to buy) Jul 24, 2024 Class A Common Stock 135K $20.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Issuer's initial public offering for shares of Class D Common Stock on a 1:1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. The Class D Common Stock is in turn convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
F2 One-sixteenth of the shares subject to the option shall vest October 23, 2024, and one-sixteenth of the shares subject to the option shall vest every three months thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.