| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Tax liability | -$1.88M | -5.31K | -2.8% | $354.62 | 184K | Sep 7, 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$436K | -1.2K | -0.65% | $362.93 | 183K | Sep 9, 2024 | Direct | F2, F3 |
| transaction | AXON | Common Stock | Sale | -$755K | -2.07K | -1.13% | $364.08 | 181K | Sep 9, 2024 | Direct | F2, F4 |
| transaction | AXON | Common Stock | Sale | -$1.27M | -3.46K | -1.91% | $365.24 | 178K | Sep 9, 2024 | Direct | F2, F5 |
| transaction | AXON | Common Stock | Sale | -$330K | -900 | -0.51% | $366.19 | 177K | Sep 9, 2024 | Direct | F2, F6 |
| transaction | AXON | Common Stock | Sale | -$200K | -544 | -0.31% | $367.44 | 176K | Sep 9, 2024 | Direct | F2, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. |
| F2 | This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 plan adopted by the reporting person on May 15, 2024. |
| F3 | The transaction was executed in multiple trades at prices ranging from $362.53 to $363.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $363.77 to $364.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $364.80 to $365.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $365.80 to $366.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $367.15 to $367.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |