Eric Morgen - Sep 25, 2024 Form 3 Insider Report for BioAge Labs, Inc. (BIOA)

Signature
/s/ Dov A. Goldstein as attorney-in-fact
Stock symbol
BIOA
Transactions as of
Sep 25, 2024
Transactions value $
$0
Form type
3
Date filed
9/25/2024, 04:47 PM
Previous filing
Sep 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BIOA Common Stock 67.2K Sep 25, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 79.4K $3.08 Direct F1
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 92.8K $10.27 Direct F2
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 42.9K $6.57 Direct F3
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 42.9K $10.85 Direct F4
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 258K $8.39 Direct F5
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 1.23K $3.89 By Spouse F6, F7
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 493 $4.11 By Spouse F7, F8
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 6.27K $10.27 By Spouse F7, F9
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 2.46K $6.57 By Spouse F7, F10
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 2.46K $10.85 By Spouse F7, F11
holding BIOA Stock Option (Right to Buy) Sep 25, 2024 Common Stock 13.6K $8.39 By Spouse F7, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on February 21, 2022.
F2 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on January 16, 2021, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F3 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2022, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F4 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2023, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F5 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date. Additionally, the entire award is exercisable at any time pursuant to an early exercise feature of the option award.
F6 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on September 25, 2023.
F7 Represents an employee stock option directly held by the reporting person's spouse.
F8 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on February 24, 2024.
F9 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on March 15, 2021, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F10 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2022, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F11 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2023, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F12 The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.