Peter G. Piferi - Jul 23, 2021 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Role
Chief Operating Officer
Signature
/s/ Richard F. Mattern, by Power of Attorney for Peter G. Piferi
Stock symbol
CLPT
Transactions as of
Jul 23, 2021
Transactions value $
-$31
Form type
4
Date filed
8/4/2021, 08:30 PM
Previous filing
Jul 13, 2021
Next filing
Aug 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLPT Common Stock Options Exercise $10.2K +3.14K +8.5% $3.24 40.1K Jul 23, 2021 Direct
transaction CLPT Common Stock Options Exercise $15.5K +4.46K +11.14% $3.47 44.5K Jul 23, 2021 Direct
transaction CLPT Common Stock Options Exercise $52K +20K +44.89% $2.60 64.5K Jul 23, 2021 Direct
transaction CLPT Common Stock Tax liability -$77.7K -3.86K -5.97% $20.15 60.7K Jul 23, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLPT Stock Options (right to buy) Options Exercise $0 -3.14K -20% $0.00 12.6K Jul 23, 2021 Common Stock 3.14K $3.24 Direct
transaction CLPT Stock Options (right to buy) Options Exercise $0 -4.46K -20% $0.00 17.9K Jul 23, 2021 Common Stock 4.46K $3.47 Direct
transaction CLPT Stock Options (right to buy) Options Exercise $0 -20K -100% $0.00* 0 Jul 23, 2021 Common Stock 20K $2.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.