Peter G. Piferi - Aug 20, 2021 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Role: Chief Operating Officer
Signature: /s/ Richard F. Mattern, by Power of Attorney for Peter G. Piferi
Stock symbol: CLPT
Transactions as of: Aug 20, 2021
Transactions value $: $0
Form type: 4
Date filed: 8/23/2021, 04:08 PM
Previous filing: Aug 20, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CLPT	Common Stock	Award	$0	+2.2K	+3.31%	$0.00	68.7K	Aug 20, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CLPT	Stock Options (right to buy)	Award	$0	+4.41K		$0.00	4.41K	Aug 20, 2021	Common Stock	4.41K	$16.71	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2	The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.