Spencer Abraham - May 7, 2021 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ Spencer Abraham
Stock symbol
UEC
Transactions as of
May 7, 2021
Transactions value $
-$6
Form type
4
Date filed
5/10/2021, 06:15 PM
Next filing
May 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $121K +50K +27.09% $2.41 235K May 7, 2021 Direct F1
transaction UEC COMMON STOCK Tax liability -$121K -36.1K -15.38% $3.34 199K May 7, 2021 Direct
transaction UEC COMMON STOCK Options Exercise $74.4K +80K +40.3% $0.93* 279K May 7, 2021 Direct F2
transaction UEC COMMON STOCK Tax liability -$74.4K -22.3K -8% $3.34 256K May 7, 2021 Direct
transaction UEC COMMON STOCK Options Exercise $57.6K +45K +17.56% $1.28* 301K May 7, 2021 Direct F3
transaction UEC COMMON STOCK Tax liability -$57.6K -17.2K -5.73% $3.34 284K May 7, 2021 Direct
transaction UEC COMMON STOCK Options Exercise $68.9K +45K +15.85% $1.53 329K May 7, 2021 Direct F4
transaction UEC COMMON STOCK Tax liability -$68.9K -20.6K -6.27% $3.34 308K May 7, 2021 Direct
transaction UEC COMMON STOCK Options Exercise $70.7K +75K +24.32% $0.94* 383K May 7, 2021 Direct F5
transaction UEC COMMON STOCK Tax liability -$70.7K -21.2K -5.52% $3.34 362K May 7, 2021 Direct
transaction UEC COMMON STOCK Options Exercise $45.5K +50K +13.8% $0.91* 412K May 7, 2021 Direct F6
transaction UEC COMMON STOCK Tax liability -$45.5K -13.6K -3.3% $3.34 399K May 7, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -50K -9.62% 470K May 7, 2021 Common Stock 50K $2.41 Direct F7
transaction UEC Options Options Exercise -80K -17.02% 390K May 7, 2021 Common Stock 80K $0.93 Direct F7
transaction UEC Options Options Exercise -45K -11.54% 345K May 7, 2021 Common Stock 45K $1.28 Direct F7
transaction UEC Options Options Exercise -45K -13.04% 300K May 7, 2021 Common Stock 45K $1.53 Direct F7
transaction UEC Options Options Exercise -75K -25% 225K May 7, 2021 Common Stock 75K $0.94 Direct F7
transaction UEC Options Options Exercise -50K -22.22% 175K May 7, 2021 Common Stock 50K $0.91 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 36,078 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 13,922 shares.
F2 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 22,276 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 57,724 shares.
F3 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 17,246 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 27,754 shares.
F4 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,614 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 24,386 shares.
F5 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 21,155 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 53,845 shares.
F6 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 13,623 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 36,377 shares.
F7 Granted pursuant to and in accordance with the Company's stock incentive plan.