Leonard Osser - Nov 30, 2021 Form 4 Insider Report for MILESTONE SCIENTIFIC INC. (MLSS)

Role
Director
Signature
/s/ Leonard Osser
Stock symbol
MLSS
Transactions as of
Nov 30, 2021
Transactions value $
$141,837
Form type
4
Date filed
12/2/2021, 03:14 PM
Previous filing
Nov 12, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MLSS Common Stock, Par Value $0.001 Options Exercise $106K +62.1K +1.46% $1.71 4.31M Nov 30, 2021 Direct F1
transaction MLSS Common Stock, Par Value $0.001 Options Exercise $35.6K +71.3K +1.65% $0.50 4.38M Dec 1, 2021 see footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MLSS Employee Stock Option (right to buy) Options Exercise $0 -62.1K -100% $0.00* 0 Nov 30, 2021 Common Stock 62.1K $1.71 Direct
transaction MLSS Warrants (right to buy) Options Exercise $0 -71.3K -100% $0.00* 0 Dec 1, 2021 Common Stock 71.3K $0.50 see footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,505,512 of these shares are issuable to the reporting person at the termination of employment.
F2 Recordholder is Pershing LLC. the reporting person is the beneficial owner of these shares thru his brokerage account at Pershing.