Robert Froehlich - Dec 5, 2022 Form 4 Insider Report for HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

Role
Director
Signature
/s/ Dr. Robert Froehlich
Stock symbol
HGLB
Transactions as of
Dec 5, 2022
Transactions value $
-$13,590
Form type
4
Date filed
12/6/2022, 04:22 PM
Previous filing
Oct 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGLB Common Stock Sale -$13.6K -1.39K -40.73% $9.77 2.02K Dec 5, 2022 See Footnote F1
holding HGLB Common Stock 7.22K Dec 5, 2022 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.
F2 These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account.