Wes Ochs - Jan 27, 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
EVP and CFO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Jan 27, 2023
Transactions value $
$0
Form type
4
Date filed
1/31/2023, 04:29 PM
Previous filing
Feb 1, 2022
Next filing
Jan 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +800 +17.39% $0.00 5.4K Jan 27, 2023 Direct
holding SFBC Common Stock 6.38K Jan 27, 2023 By ESOP F6
holding SFBC Common Stock 750 Jan 27, 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Award $0 +1.6K $0.00 1.6K Jan 27, 2023 Common Stock 1.6K $40.13 Direct F5
holding SFBC Stock Option (Right to Buy) 1.2K Jan 27, 2023 Common Stock 1.2K $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 750 Jan 27, 2023 Common Stock 750 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 1K Jan 27, 2023 Common Stock 1K $36.26 Direct F2
holding SFBC Stock Option (Right to Buy) 1.9K Jan 27, 2023 Common Stock 1.9K $32.46 Direct F3
holding SFBC Stock Option (Right to Buy) 2K Jan 27, 2023 Common Stock 2K $42.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully Exercisable.
F2 Options vest in five equal annual installments beginning on January 31, 2020.
F3 Options vest in five equal annual installments beginning on January 27, 2021.
F4 Options vest in five equal annual installments beginning on January 28, 2022.
F5 Options vest in five equal annual installments beginning on January 27, 2023.
F6 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.