Robert Anderson - May 2, 2023 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP and CFO
Signature
/s/ Jalal Shehadeh by P.O.A. for Robert B. Anderson
Stock symbol
USCB
Transactions as of
May 2, 2023
Transactions value $
$28,500
Form type
4
Date filed
5/3/2023, 10:26 AM
Previous filing
Mar 10, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $28.5K +3K +13.6% $9.50 25.1K May 2, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30K May 2, 2023 Class A Voting Common Stock 30K $8.75 Direct F2
holding USCB Options to Purchase Class A Voting 60K May 2, 2023 Class A Voting Common Stock 60K $12.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes the grant of 8,051 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
F3 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.