| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HLLY | Common Stock | Purchase | $1.05K | +300 | +11.75% | $3.49 | 2.85K | Jun 23, 2023 | See footnote | F1, F2, F4 |
| transaction | HLLY | Common Stock | Purchase | $6.73K | +1.92K | +67.37% | $3.50 | 4.78K | Jun 26, 2023 | See footnote | F1, F2, F3, F4 |
| holding | HLLY | Common Stock | 24.9K | Jun 23, 2023 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Adoption date of referenced 10b5-1(c) plan is: 03-13-2023. |
| F2 | These shares were purchased pursuant to a plan adopted by the Reporting Person and intended to comply with Rule 10b 5-1(c) under the Securities Exchange Act of 1934. |
| F3 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.495 to $3.50. Full information regarding the number of shares purchased at each separate price will be provided upon request. |
| F4 | These securities are held by Highwood Investing LLC. The Reporting Person may be deemed to beneficially own shares held directly by Highwood Investing LLC by virtue of his relationship with Highwood Investing LLC. |