M. Farooq Kathwari - Aug 8, 2023 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Aug 8, 2023
Transactions value $
-$134,865
Form type
4
Date filed
8/10/2023, 04:15 PM
Previous filing
Mar 23, 2023
Next filing
Aug 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Award $0 +10.9K +0.61% $0.00 1.8M Aug 8, 2023 Direct F1
transaction ETD Common Stock Tax liability -$135K -3.91K -0.22% $34.51 1.8M Aug 9, 2023 Direct F2
holding ETD Common Stock 15.4K Aug 8, 2023 Shares held by spouse
holding ETD Common Stock 8.57K Aug 8, 2023 Shares held in 401(k) plan
holding ETD Common Stock 100K Aug 8, 2023 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2023.