M. Farooq Kathwari - Aug 31, 2023 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Aug 31, 2023
Transactions value $
$674,356
Form type
4
Date filed
9/1/2023, 05:06 PM
Previous filing
Aug 25, 2023
Next filing
Feb 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $2.55M +81.3K +4.61% $31.38 1.84M Aug 31, 2023 Direct F1
transaction ETD Common Stock Tax liability -$1.88M -59.8K -3.24% $31.38 1.79M Aug 31, 2023 Direct F2
holding ETD Common Stock 15.4K Aug 31, 2023 Shares held by spouse
holding ETD Common Stock 8.57K Aug 31, 2023 Shares held in 401(k) plan
holding ETD Common Stock 100K Aug 31, 2023 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of performance-based stock units, previously granted on August 12, 2020, that were earned and subsequently vested and issued on August 31, 2023.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 31, 2023.