Kathryn Fahy - Sep 18, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
SVP and CFO
Signature
/s/ Kathryn R. Fahy
Stock symbol
HNNA
Transactions as of
Sep 18, 2023
Transactions value $
-$17,573
Form type
4
Date filed
9/19/2023, 07:52 PM
Previous filing
Sep 1, 2023
Next filing
Sep 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +12.5K +19.06% $0.00 78.1K Sep 18, 2023 Direct F1
transaction HNNA Common Stock Tax liability -$17.6K -2.59K -3.31% $6.79 75.5K Sep 18, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.