Susan W. Pomilia - Sep 18, 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Daniel B. Steadman, Attorney-in-Fact for Susan W. Pomilia
Stock symbol
HNNA
Transactions as of
Sep 18, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 08:06 PM
Previous filing
Mar 2, 2023
Next filing
Sep 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5.6K +12.92% $0.00 48.9K Sep 18, 2023 Direct F1
holding HNNA Common Stock 65.3K Sep 18, 2023 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024.