Heidi Sexton - Nov 3, 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role: Executive Vice President/COO
Signature: /s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol: SFBC
Transactions as of: Nov 3, 2023
Transactions value $: -$28
Form type: 4
Date filed: 11/6/2023, 02:06 PM
Previous filing: Jan 31, 2023
Next filing: Jan 30, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SFBC	Common Stock	Options Exercise	$11.2K	+500	+3.6%	$22.31	14.4K	Nov 3, 2023	Direct
transaction	SFBC	Common Stock	Options Exercise	$14.2K	+500	+3.47%	$28.34	14.9K	Nov 3, 2023	Direct
transaction	SFBC	Common Stock	Tax liability	-$25.4K	-688	-4.62%	$36.85	14.2K	Nov 3, 2023	Direct
holding	SFBC	Common Stock						9.01K	Nov 3, 2023	Held by ESOP	F7
holding	SFBC	Common Stock						2.26K	Nov 3, 2023	Held by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SFBC	Stock Option (Right to Buy)	Options Exercise	$0	-500	-100%	$0.00^*	0	Nov 3, 2023	Common Stock	500	$22.31	Direct	F1
transaction	SFBC	Stock Option (Right to Buy)	Options Exercise	$0	-500	-16.67%	$0.00	2.5K	Nov 3, 2023	Common Stock	500	$28.34	Direct	F1
holding	SFBC	Stock Option (Right to Buy)						1.4K	Nov 3, 2023	Common Stock	1.4K	$35.27	Direct	F2
holding	SFBC	Stock Option (Right to Buy)						1.5K	Nov 3, 2023	Common Stock	1.5K	$33.50	Direct	F1
holding	SFBC	Stock Option (Right to Buy)						1.35K	Nov 3, 2023	Common Stock	1.35K	$36.26	Direct	F3
holding	SFBC	Stock Option (Right to Buy)						1.9K	Nov 3, 2023	Common Stock	1.9K	$32.46	Direct	F4
holding	SFBC	Stock Option (Right to Buy)						2K	Nov 3, 2023	Common Stock	2K	$42.85	Direct	F5
holding	SFBC	Stock Option (Right to Buy)						1.6K	Nov 3, 2023	Common Stock	1.6K	$40.13	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Option is fully exercisable.
F2	Vest in five equal annual installments commencing on November 19, 2019.
F3	Options vest in five equal annual installments beginning on January 31, 2020.
F4	Options vest in five equal annual installments beginning on January 27, 2021.
F5	Options vest in five equal annual installments beginning on January 28, 2022.
F6	Options vest in five equal annual installments beginning on January 27, 2023.
F7	Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan since the reporting person's last report.