Pat Obara - Nov 14, 2023 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Chief Financial Officer
Signature
/s/ Pat Obara
Stock symbol
UEC
Transactions as of
Nov 14, 2023
Transactions value $
-$464,629
Form type
4
Date filed
11/16/2023, 06:34 PM
Previous filing
Aug 2, 2023
Next filing
Jul 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC Common Stock Options Exercise $141K +150K +20.33% $0.94* 888K Nov 14, 2023 Direct F1
transaction UEC Common Stock Tax liability -$141K -23.2K -2.61% $6.09 865K Nov 14, 2023 Direct F1
transaction UEC Common Stock Tax liability -$207K -33.9K -3.92% $6.09 831K Nov 14, 2023 Direct F1
transaction UEC Common Stock Sale -$39.1K -6.5K -0.78% $6.02 824K Nov 14, 2023 Direct
transaction UEC Common Stock Sale -$42.2K -7K -0.85% $6.03 817K Nov 14, 2023 Direct
transaction UEC Common Stock Sale -$48.4K -8K -0.98% $6.05 809K Nov 14, 2023 Direct
transaction UEC Common Stock Sale -$37.9K -6.26K -0.77% $6.06 803K Nov 14, 2023 Direct
transaction UEC Common Stock Sale -$30.4K -5K -0.62% $6.07 798K Nov 14, 2023 Direct
transaction UEC Common Stock Sale -$30.5K -5K -0.63% $6.09 793K Nov 14, 2023 Direct
transaction UEC Common Stock Sale -$17.3K -2.88K -0.36% $6.02 790K Nov 16, 2023 Direct
transaction UEC Common Stock Sale -$12.3K -2K -0.25% $6.15 788K Nov 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -150K -46.15% 175K Nov 14, 2023 Common Stock 150K $0.94 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares.
F2 (2) Granted pursuant to and in accordance with the Company's stock incentive plan.