Ho Seok Kim - Aug 21, 2024 Form 3 Insider Report for CORETEC GROUP INC. (CRTG)

Role
Chief Financial Officer, Managing Director of 10% owner
Signature
/s/ Ho Seok Kim
Stock symbol
CRTG
Transactions as of
Aug 21, 2024
Transactions value $
$0
Form type
3
Date filed
9/10/2024, 08:39 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CRTG Common Stock 689M Aug 21, 2024 By Core SS LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CRTG Series C Convertible Preferred Stock Aug 21, 2024 Common Stock 10M By Core SS LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are owned directly by Core SS LLC. Ho Seok (Roberto) Kim, the reporting person, is the Managing Director of Core SS LLC, and as such, may be deemed to have an indirect beneficial ownership of the securities held of record by Core SS LLC. Mr. Kim disclaims beneficial ownership of such securities directly held by Core SS LLC, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
F2 The Series C Convertible Preferred Stock is convertible into 230 shares of Common Stock per share of Series C Preferred Stock at any time (subject to availability of sufficient authorized capital stock), at the holder's election, or upon a mandatory conversion event, and has no expiration date.

Remarks:

In connection with the transaction described in the Issuer's Current Report on Form 8-K, filed with the SEC on August 22, 2024, the reporting person was appointed as the Chief Financial Officer and as a director, effective August 21, 2024.