Brian D. Finn - Feb 1, 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
Kathy L. Uttley as attorney-in-fact for Brian D. Finn
Stock symbol
SMG
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4
Date filed
2/2/2022, 04:20 PM
Previous filing
Jan 31, 2022
Next filing
Feb 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Options Exercise $0 +90 +1.25% $0.00 7.27K Feb 1, 2022 Direct F1
holding SMG Common Shares 3.56K Feb 1, 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -90 -19.69% $0.00 367 Feb 1, 2022 Common Shares 90 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2 On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.
F3 On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.
F4 On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.
F5 On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.