Dallas Imbimbo - Sep 14, 2021 Form 4 Insider Report for Unrivaled Brands, Inc. (UNRV)

Role
Director, 10%+ Owner
Signature
/s/ Dallas Imbimbo
Stock symbol
UNRV
Transactions as of
Sep 14, 2021
Transactions value $
$400,500
Form type
4
Date filed
9/16/2021, 09:31 PM
Previous filing
Sep 1, 2021
Next filing
Jan 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNRV Common Stock Award $401K +1.5M +11.97% $0.27* 14M Sep 14, 2021 Direct F1
holding UNRV Common Stock 6.45M Sep 14, 2021 Held by Spouse
holding UNRV Common Stock 19.3M Sep 14, 2021 Held by Alpha West Holdings, Inc. F2
holding UNRV Common Stock 8.26M Sep 14, 2021 Held by Rove Group LLC F3
holding UNRV Common Stock 15.4M Sep 14, 2021 Held by Bonaparte Group LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date.
F2 Mr. Imbimbo, together with his spouse, is a majority shareholder of Alpha West Holdings, Inc. Mr. Imbimbo is also the Chief Executive Officer and a director of Alpha West Holdings, Inc.
F3 Mr. Imbimbo is the sole member of Rove Group LLC.
F4 Mr. Imbimbo's spouse is the managing member of Bonaparte Group LLC.