Jeremy Herauf - Jun 5, 2021 Form 4 Insider Report for Groupon, Inc. (GRPN)

Role
Chief Accounting Officer
Signature
/s/ Erin G. Stone by Power of Attorney
Stock symbol
GRPN
Transactions as of
Jun 5, 2021
Transactions value $
-$18,575
Form type
4
Date filed
6/8/2021, 06:45 PM
Previous filing
May 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRPN Common Stock Options Exercise $0 +438 +5.5% $0.00 8.4K Jun 5, 2021 Direct
transaction GRPN Common Stock Tax liability -$5.89K -129 -1.54% $45.64 8.27K Jun 5, 2021 Direct F1
transaction GRPN Common Stock Options Exercise $0 +946 +11.44% $0.00 9.22K Jun 5, 2021 Direct
transaction GRPN Common Stock Tax liability -$12.7K -278 -3.02% $45.64 8.94K Jun 5, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRPN Restricted Stock Units Options Exercise $0 -438 -100% $0.00* 0 Jun 5, 2021 Common Stock 438 Direct F2, F3
transaction GRPN Restricted Stock Units Options Exercise $0 -946 -49.97% $0.00 947 Jun 5, 2021 Common Stock 946 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3 The RSUs reported on this line vested on June 5, 2021, subject to Mr. Herauf's continued employment with the Company through each vesting date.
F4 The RSUs reported on this line vest in two equal installments on June 5, 2021 and June 5, 2022, subject to Mr. Herauf's continued employment with the Company through each vesting date.