David H. Lesser - Aug 13, 2012 Form 4/A - Amendment Insider Report for Power REIT (PW)

Role: CEO, Secretary, Treasurer, Director, 10%+ Owner
Signature: /s/ David H. Lesser
Stock symbol: PW
Transactions as of: Aug 13, 2012
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 5/28/2021, 03:56 PM
Date Of Original Report: Aug 15, 2012
Next filing: May 14, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PW	Common Shares						31.5K	Aug 13, 2012	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PW	Stock Option (Right to Buy)	Award	$0	+100K		$0.00	100K	Aug 13, 2012	Common Stock	100K	$7.96	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person was granted non-qualified stock option to acquire 100,000 shares of common stock (the "Option") and 20,000 restricted shares of common stock ("Restricted Stock") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.
F2	The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.

Content

The reporting person was granted non-qualified stock option to acquire 100,000 shares of common stock (the "Option") and 20,000 restricted shares of common stock ("Restricted Stock") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.

The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.