Michael Koby - Jun 30, 2021 Form 4 Insider Report for MISONIX INC (MSON)

Role: Director
Signature: /s/ Michael Koby
Stock symbol: MSON
Transactions as of: Jun 30, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/2/2021, 04:30 PM
Next filing: Dec 8, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MSON	Stock Option	Award	$0	+15K		$0.00	15K	Jun 30, 2021	Common Stock	15K	$22.18	By 1315 Capital Management, LLC	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Award of Stock Options under the Misonix 2017 Equity Incentive Plan. Stock Options vest on June 30, 2022.
F2	The reporting person is a member of 1315 Capital Management, LLC. Under the Amended and Restated Limited Liability Company Agreement of 1315 Capital Management, LLC, the reporting person is deemed to hold the reported option for the benefit of 1315 Capital, LLC ("1315"), and must exercise the option solely upon the direction of 1315, which is entitled to the shares issued upon exercise. 1315 may be deemed the indirect beneficial owner of the option, and the reporting person may be deemed the indirect beneficial owner of the option through his indirect interest in 1315. The reporting person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.

Content

Award of Stock Options under the Misonix 2017 Equity Incentive Plan. Stock Options vest on June 30, 2022.

The reporting person is a member of 1315 Capital Management, LLC. Under the Amended and Restated Limited Liability Company Agreement of 1315 Capital Management, LLC, the reporting person is deemed to hold the reported option for the benefit of 1315 Capital, LLC ("1315"), and must exercise the option solely upon the direction of 1315, which is entitled to the shares issued upon exercise. 1315 may be deemed the indirect beneficial owner of the option, and the reporting person may be deemed the indirect beneficial owner of the option through his indirect interest in 1315. The reporting person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.