Robert J. Brilon - Sep 23, 2021 Form 4 Insider Report for Iveda Solutions, Inc. (IVDA)

Role
Chief Financial Officer
Signature
/s/ Robert J. Brilon
Stock symbol
IVDA
Transactions as of
Sep 23, 2021
Transactions value $
$210,696
Form type
4
Date filed
9/27/2021, 06:47 AM
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVDA Common Stock Options Exercise $44.8K +320K $0.14 320K Dec 7, 2020 Direct F1
transaction IVDA Common Stock Options Exercise $166K +474K $0.35* 474K Jun 30, 2017 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVDA Options (Right to Buy) Award $0 +100K $0.00 100K Dec 29, 2017 Common Stock 100K $0.10 Direct F3
transaction IVDA Options (Right to Buy) Award $0 +100K $0.00 100K Dec 28, 2018 Common Stock 100K $0.04 Direct F3
transaction IVDA Options (Right to Buy) Award $0 +20K $0.00 20K Dec 20, 2019 Common Stock 20K $0.28 Direct F3
transaction IVDA Options (Right to Buy) Options Exercise $0 -100K -100% $0.00* 0 Dec 7, 2020 Common Stock 100K $0.14 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -100K -100% $0.00* 0 Dec 7, 2020 Common Stock 100K $0.14 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -100K -100% $0.00* 0 Dec 7, 2020 Common Stock 100K $0.14 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -20K -100% $0.00* 0 Dec 7, 2020 Common Stock 20K $0.14 Direct
transaction IVDA Options (Right to Buy) Award $0 +200K $0.00 200K Dec 15, 2020 Common Stock 200K $0.37 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock was acquired from exercise of options.
F2 Common stock was acquired from conversion of Series A Preferred Shares
F3 The options subject to these grants vested 100% on the date of the grant.