Adam Gusky - Nov 10, 2021 Form 4 Insider Report for RAND CAPITAL CORP (RAND)

Role
Director
Signature
/s/ Adam Samuel Gusky
Stock symbol
RAND
Transactions as of
Nov 10, 2021
Transactions value $
$11,128
Form type
4
Date filed
11/15/2021, 08:30 PM
Previous filing
Nov 2, 2022
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAND Common Stock Purchase $1.91K +121 +2.23% $15.75 5.54K Nov 10, 2021 By LLC F1
transaction RAND Common Stock Purchase $47.00 +3 +0.05% $15.66 5.55K Nov 10, 2021 By LLC F1
transaction RAND Common Stock Purchase $3.18K +200 +3.61% $15.91 5.75K Nov 10, 2021 By LLC F1
transaction RAND Common Stock Purchase $1.59K +100 +1.74% $15.94 5.85K Nov 10, 2021 By LLC F1
transaction RAND Common Stock Purchase $63.20 +4 +0.07% $15.80 5.85K Nov 11, 2021 By LLC F1
transaction RAND Common Stock Purchase $1.33K +85 +1.45% $15.70 5.93K Nov 11, 2021 By LLC F1
transaction RAND Common Stock Purchase $1.2K +75 +1.26% $16.00 6.01K Nov 12, 2021 By LLC F1
transaction RAND Common Stock Purchase $15.80 +1 +0.02% $15.79 6.01K Nov 12, 2021 By LLC F1
transaction RAND Common Stock Purchase $1.79K +113 +1.88% $15.80 6.12K Nov 12, 2021 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.