Bartlett Warwick Winston - Oct 8, 2020 Form 4 Insider Report for ESPORTS ENTERTAINMENT GROUP, INC. (GMBL)

Role
Director
Signature
/s/ Bartlett Warwick Winston
Stock symbol
GMBL
Transactions as of
Oct 8, 2020
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 02:41 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GMBL Common Stock, par value $0.001 Award $0 +500 $0.00 500 Oct 4, 2020 Direct F1
transaction GMBL Common Stock, par value $0.001 Award $0 +4K +800% $0.00 4.5K Feb 18, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GMBL Options to Purchase Shares of Common Stock Award $0 +20K $0.00 20K Oct 8, 2020 Common Stock 20K $4.82 Direct F3
transaction GMBL Options to Purchase Shares of Common Stock Award $0 +20K $0.00 20K Oct 1, 2021 Common Stock 20K $6.71 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 500 restricted shares of the Issuer's Common Stock were issued to Mr. Bartlett pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan.
F2 4,000 restricted shares of the Issuer's Common Stock were issued to Mr. Bartlett pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan.
F3 The stock options were issued to Mr. Bartlett pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The stock options are fully vested and exercisable and shall expire on 10/08/2030.
F4 The stock options were issued to Mr. Bartlett pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The stock options shall vest in equal quarterly tranches, based on the passage of time, with the first quarter scheduled to vest on January 1, 2022, and shall expire on 10/01/2031.