Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | IMMX | Common Stock | Conversion of derivative security | $3.33M | +3.92M | $0.85* | 3.92M | Dec 20, 2021 | See Footnote | F1 | |
transaction | IMMX | Common Stock | Purchase | $250K | +50K | $5.00 | 50K | Dec 20, 2021 | See Footnote | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | IMMX | Convertible Note | Conversion of derivative security | -$3M | 0 | Dec 20, 2021 | Common stock | 3.92M | $0.85 | See Footnote | F1, F3 |
Id | Content |
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F1 | Jason Hsu is the Sole Member of VERITAS LIBERABIT VOS, LLC ("VL") and in such capacity has the right to vote and dispose of the securities held by such entity. |
F2 | Jason Hsu is the Sole Member of Signature Collection Properties, LLC and in such capacity has the right to vote and dispose of the securities held by such entity. |
F3 | On September 1, 2016, the Registrant issued VL a note in the amount of $3 million which is payable upon request of the majority holders of like tenure notes on or after March 31, 2022. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock. |