Paul Edmondson - Jun 1, 2019 Form 4/A - Amendment Insider Report for theMaven, Inc. (AREN)

Signature
/s/ Paul Edmondson
Stock symbol
AREN
Transactions as of
Jun 1, 2019
Transactions value $
-$688,059
Form type
4/A - Amendment
Date filed
1/21/2022, 04:02 PM
Date Of Original Report
Dec 29, 2020
Previous filing
Jan 21, 2022
Next filing
Sep 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AREN Common Stock Tax liability -$30.7K -68.3K -7.31% $0.45* 866K Jun 1, 2019 Direct F1, F2
transaction AREN Common Stock Tax liability -$384 -853 -3.38% $0.45* 24.4K Jun 1, 2019 See footnote F2, F3, F4
transaction AREN Common Stock Tax liability -$60.5K -78.1K -9.02% $0.78* 788K Sep 30, 2019 Direct F5, F6
transaction AREN Common Stock Tax liability -$981 -1.27K -5.19% $0.78* 23.1K Sep 30, 2019 See footnote F4, F6, F7
transaction AREN Common Stock Tax liability -$68.5K -83.6K -10.62% $0.82* 704K Feb 1, 2020 Direct F8, F9
transaction AREN Common Stock Tax liability -$1.05K -1.28K -5.54% $0.82* 21.8K Feb 1, 2020 See footnote F4, F9, F10
transaction AREN Common Stock Tax liability -$37.8K -79.1K -11.24% $0.48* 625K Jun 1, 2020 Direct F11, F12
transaction AREN Common Stock Tax liability -$473 -990 -4.53% $0.48* 20.9K Jun 1, 2020 See footnote F4, F12, F13
transaction AREN Common Stock Tax liability -$70.2K -81.3K -13.01% $0.86* 544K Oct 1, 2020 Direct F14, F15
transaction AREN Common Stock Tax liability -$1.12K -1.3K -6.25% $0.86* 19.6K Oct 1, 2020 See footnote F4, F15, F16
transaction AREN Common Stock Disposed to Issuer $0 -156K -28.64% $0.00 388K Dec 31, 2020 Direct F17
transaction AREN Common Stock Disposed to Issuer $0 -4.21K -21.52% $0.00 15.3K Dec 31, 2020 See footnote F4, F17
transaction AREN Common Stock Disposed to Issuer -$64.6K -16.2K -4.17% $4.00 372K Jan 4, 2021 Direct F18
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -4.16% $4.00 14.7K Jan 4, 2021 See footnote F4, F19
transaction AREN Common Stock Disposed to Issuer -$64.6K -16.2K -4.35% $4.00 356K Feb 2, 2021 Direct F20
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -4.35% $4.00 14.1K Feb 2, 2021 See footnote F4, F21
transaction AREN Common Stock Disposed to Issuer -$64.6K -16.2K -4.55% $4.00 339K Mar 2, 2021 Direct F22
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -4.54% $4.00 13.4K Mar 2, 2021 See footnote F4, F23
transaction AREN Common Stock Disposed to Issuer -$194K -48.5K -14.29% $4.00 291K Jun 2, 2021 Direct F24
transaction AREN Common Stock Disposed to Issuer -$7.67K -1.92K -14.28% $4.00 11.5K Jun 2, 2021 See footnote F4, F25
transaction AREN Common Stock Disposed to Issuer -$65 -16.2 -0.01% $4.00 275K Jul 2, 2021 Direct F26
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -5.55% $4.00 10.9K Jul 2, 2021 See footnote F4, F27
transaction AREN Common Stock Disposed to Issuer -$65 -16.2 -0.01% $4.00 259K Aug 3, 2021 Direct F28
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -5.88% $4.00 10.2K Aug 3, 2021 See footnote F4, F29
transaction AREN Common Stock Disposed to Issuer -$65 -16.2 -0.01% $4.00 242K Sep 3, 2021 Direct F30
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -6.25% $4.00 9.59K Sep 3, 2021 See footnote F4, F31
transaction AREN Common Stock Disposed to Issuer -$65 -16.2 -0.01% $4.00 226K Oct 4, 2021 Direct F32
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -6.66% $4.00 8.95K Oct 4, 2021 See footnote F4, F33
transaction AREN Common Stock Disposed to Issuer -$65 -16.2 -0.01% $4.00 210K Nov 2, 2021 Direct F34
transaction AREN Common Stock Disposed to Issuer -$2.56K -639 -7.14% $4.00 8.31K Nov 2, 2021 See footnote F4, F35

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AREN Options to purchase Award $0 +100K $0.00 100K Sep 13, 2018 Common Stock 100K $0.54 Direct F36
transaction AREN Options to purchase Award $0 +4.84M +4836.4% $0.00 4.94M Apr 10, 2019 Common Stock 4.84M $0.46 Direct F37, F38
transaction AREN Options to purchase Award $0 +363K $0.00 363K Apr 10, 2019 Common Stock 363K $0.46 See footnote F4, F37, F38
transaction AREN RSU Award $0 +934K $0.00 934K May 31, 2019 Common Stock 934K $0.00 Direct F39
transaction AREN RSU Award $0 +25.2K $0.00 25.2K May 31, 2019 Common Stock 25.2K $0.00 See footnote F4, F39
transaction AREN RSU Disposed to Issuer $0 -934K -50% $0.00 934K Dec 31, 2020 Common Stock 934K Direct F40, F41
transaction AREN RSU Disposed to Issuer $0 -25.2K -50% $0.00 25.2K Dec 31, 2020 Common Stock 25.2K See footnote F4, F40, F41
transaction AREN Options to purchase Award $0 +1.46M $0.00 1.46M Feb 18, 2021 Common Stock 1.46M $0.79 Direct F42
transaction AREN RSU Award $0 +3.41M $0.00 3.41M Feb 18, 2021 Common Stock 3.41M Direct F40, F43
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 155,666 RSA shares on June 1, 2019.
F2 Represents the closing price of the Issuer's common stock on June 1, 2019.
F3 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 4,207 RSA shares on June 1, 2019.
F4 Holdings of Robin Edmondson, wife
F5 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 155,666 RSA shares on September 30, 2019.
F6 Represents the closing price of the Issuer's common stock on September 30, 2019.
F7 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 4,207 RSA shares on September 30, 2019.
F8 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 155,666 RSA shares on February 1, 2020.
F9 Represents the closing price of the Issuer's common stock on February 1, 2020.
F10 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 4,207 RSA shares on February 1, 2020.
F11 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 155,666 RSA shares on June 1, 2020.
F12 Represents the closing price of the Issuer's common stock on June 1, 2020.
F13 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 4,207 RSA shares on June 1, 2020.
F14 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 155,666 RSA shares on October 1, 2020.
F15 Represents the closing price of the Issuer's common stock on October 1, 2020.
F16 The shares were applied to the payment of withholding taxes arising in connection with the vesting of 4,207 RSA shares on October 1, 2020.
F17 Unvested RSA shares forfeit on 12/31/2020 (pursuant to agreement between the Issuer and shareholder). Remaining shares beneficially owned after transaction are net of both a) this disposition and also b) the earlier relinquishment of shares to company pursuant to tax withholdings applied to earlier vesting of shares
F18 Repurchase of 16,162 already vested RSA shares at $4.00 per share on January 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F19 Repurchase of 639 shares on January 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F20 Repurchase of 16,162 already vested RSA shares at $4.00 per share on February 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F21 Repurchase of 639 already vested RSA shares at $4.00 per share on February 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F22 Repurchase of 16,162 already vested RSA shares at $4.00 per share on March 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F23 Repurchase of 639 already vested RSA shares at $4.00 per share on March 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F24 Repurchase of 48,486 already vested RSA shares at $4.00 per share on June 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F25 Repurchase of 1,917 already vested RSA shares at $4.00 per share on June 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F26 Repurchase of 16,162 already vested RSA shares at $4.00 per share on July 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F27 Repurchase of 639 already vested RSA shares at $4.00 per share on July 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F28 Repurchase of 16,162 already vested RSA shares at $4.00 per share on August 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F29 Repurchase of 639 already vested RSA shares at $4.00 per share on August 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F30 Repurchase of 16,162 already vested RSA shares at $4.00 per share on September 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F31 Repurchase of 639 already vested RSA shares at $4.00 per share on September 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F32 Repurchase of 16,162 already vested RSA shares at $4.00 per share on October 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F33 Repurchase of 639 already vested RSA shares at $4.00 per share on October 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F34 Repurchase of 16,162 already vested RSA shares at $4.00 per share on November 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F35 Repurchase of 639 already vested RSA shares at $4.00 per share on November 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder
F36 Vesting 1/36 monthly.
F37 Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.
F38 The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.
F39 1/6 vest on 6/1/2019 and 1/6 vest every 4 months thereafter (10/1/2019, 2/1/2020, 6/1/2020, 10/1/2020, and 2/1/2021). The ability to exercise is subject to the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant
F40 Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.
F41 RSU shares were forfeit without having vested on 12/31/2020 (pursuant to agreement between the Issuer and shareholder).
F42 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter.
F43 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company.