Adam Gusky - Mar 11, 2022 Form 4 Insider Report for RAND CAPITAL CORP (RAND)

Role
Director
Signature
/s/ Daniel Penberthy on behalf of Adam Samuel Gusky (2)
Stock symbol
RAND
Transactions as of
Mar 11, 2022
Transactions value $
$23,600
Form type
4
Date filed
3/15/2022, 05:15 PM
Previous filing
Nov 17, 2021
Next filing
May 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAND Common Stock Purchase $15.5K +1K +13.19% $15.49 8.58K Mar 11, 2022 By LLC F1
transaction RAND Common Stock Purchase $8.11K +500 +5.83% $16.22 9.08K Mar 14, 2022 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.

Remarks:

Daniel Penberthy is signing on behalf of Mr. Gusky pursuant to a power of attorney dated December 1, 2021, which is filed herewith as Exhibit 24.