Marc Dumont - Jun 7, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Marc Dumont
Stock symbol
VINO
Transactions as of
Jun 7, 2022
Transactions value $
$87,501
Form type
4
Date filed
6/9/2022, 04:51 PM
Previous filing
Apr 19, 2022
Next filing
Jul 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $50K +62K $0.81 62K Jun 7, 2022 Direct F1
transaction VINO Common Stock Award $37.5K +46.5K +75% $0.81 108K Jun 7, 2022 Direct F1
holding VINO Common Stock 101K Jun 7, 2022 Direct F2
holding VINO Common Stock 30K Jun 7, 2022 Direct F3
holding VINO Common Stock 39.3K Jun 7, 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Stock Option 3.33K Jun 7, 2022 Common Stock 3.33K $16.50 Direct F5
holding VINO Stock Option 3.33K Jun 7, 2022 Common Stock 3.33K $5.78 Direct F6
holding VINO Stock Option 6.67K Jun 7, 2022 Common Stock 6.67K $9.08 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022.
F2 Owned by self and Patrick Dumont as joint tenants with rights of survivorship.
F3 Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
F4 Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
F5 Options issued pursuant to the 2016 Equity Incentive Plan on 12/17/17 at $16.50 per share. 833 vest on 12/17/18; thereafter 208 vest every 3 months; exp. 12/17/22.
F6 Options granted pursuant to the 2018 Equity Incentive Plan on 1/31/2019 at $5.78 per share. 833 vest on 1/31/20; thereafter 208 vest every 3 months; exp. 1/31/24.
F7 Options issued pursuant to the 2018 Equity Incentive Plan on 9/28/20 at $9.08 per share. 1,667 vest on 9/28/21; thereafter 417 every 3 months; exp. 9/28/25.