Larry G. Swets Jr - Jun 21, 2022 Form 4 Insider Report for FG Financial Group, Inc. (FGF)

Role: Chief Executive Officer, Director
Signature: /s/ Larry G. Swets, Jr.
Stock symbol: FGF
Transactions as of: Jun 21, 2022
Transactions value $: $47,400
Form type: 4
Date filed: 6/21/2022, 04:59 PM
Previous filing: Mar 3, 2022
Next filing: Jul 6, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FGF	Common Stock, par value $0.01 per share	Other	$47.4K	+30K	+127.92%	$1.58	53.5K	Jun 21, 2022	Direct	F1, F2
holding	FGF	8.00% Cumulative Preferred Stock, Series A, $25.00 par value						10K	Jun 21, 2022	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 6,666 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program (of which, 5,333 RSUs have vested to date) and 5,714 and 7,722 RSUs granted on August 22, 2018 and August 13, 2019, respectively, under the 2018 Equity Incentive Plan as director compensation (of which, 3,428 and 3,088 have vested to date, respectively). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.
F2	Purchased in underwritten public offering.

Content

Includes 6,666 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program (of which, 5,333 RSUs have vested to date) and 5,714 and 7,722 RSUs granted on August 22, 2018 and August 13, 2019, respectively, under the 2018 Equity Incentive Plan as director compensation (of which, 3,428 and 3,088 have vested to date, respectively). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

Purchased in underwritten public offering.