Charles Scheiwe - Oct 27, 2022 Form 4/A - Amendment Insider Report for Flux Power Holdings, Inc. (FLUX)

Role
CFO and Secretary
Signature
/s/ Charles Scheiwe
Stock symbol
FLUX
Transactions as of
Oct 27, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/1/2022, 09:53 PM
Date Of Original Report
Oct 31, 2022
Previous filing
Dec 1, 2021
Next filing
Nov 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLUX Common Stock Options Exercise +2.1K +26.19% 10.1K Oct 27, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLUX Restricted Stock Units Options Exercise -2.1K -33.33% 4.2K Oct 27, 2022 Common Stock 2.1K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

Remarks:

This Form 4/A is being filed solely to correct the Relationship of the Reporting Person to the Issuer in the Form 4 filed on October 31, 2022 (the "Original Form 4"). The Original Form 4 inadvertently indicated that the Reporting Person is a director of the Issuer. The Reporting Person is the CFO and Secretary of the Issuer. All other information in the Original Form 4 remains unchanged.