Bruce A. Cassidy Sr. - Oct 4, 2023 Form 3 Insider Report for ORAGENICS INC (OGEN)

Role
Director
Signature
/s/ Julio C. Esquivel as Attorney-In-Fact for Bruce Cassidy
Stock symbol
OGEN
Transactions as of
Oct 4, 2023
Transactions value $
$0
Form type
3
Date filed
10/6/2023, 04:25 PM
Previous filing
Sep 14, 2023
Next filing
Oct 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OGEN Common Stock 355K Oct 4, 2023 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by Excel Family Partners, LLLP ("Excel"). Fortress Holdings, LLC ("Fortress") serves as manager for Excel and Mr. Cassidy serves as a manager for Fortress. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

Remarks:

Mr. Julio C. Esquivel is signing as Attorney-in-Fact pursuant to power of attorney dated October 4, 2023 granted by the Reporting Person, a copy of which is filed as an exhibit and incorporated herein by reference.