Mark Trout - Oct 16, 2023 Form 4 Insider Report for Sunworks, Inc. (SUNW)

Role
Chief Executive Officer, Director
Signature
/s/ Mark Trout
Stock symbol
SUNW
Transactions as of
Oct 16, 2023
Transactions value $
-$67,620
Form type
4
Date filed
10/18/2023, 09:25 PM
Previous filing
Jul 10, 2023
Next filing
Nov 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUNW Common Stock Award $0 +1.28M +730.77% $0.00 1.46M Oct 16, 2023 Direct F1
transaction SUNW Common Stock Award $0 +385K +26.39% $0.00 1.84M Oct 16, 2023 Direct F2
transaction SUNW Common Stock Tax liability -$67.6K -173K -9.41% $0.39 1.67M Oct 16, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares to be issued under a restricted stock unit agreement pursuant to the Company's 2016 Equity Incentive Plan. Shares vest in 36 equal monthly installments over 36 months.
F2 Represents shares to be issued under a restricted stock unit agreement pursuant to the Company's 2016 Equity Incentive Plan. Shares vest immediately upon grant.