| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FGF | Common Stock | Award | $0 | +36.8K | +16.44% | $0.00 | 260K | Nov 13, 2023 | Direct | F1, F2 |
| holding | FGF | Common Stock | 5.67M | Nov 13, 2023 | FG Financial Holdings, LLC | F3 | |||||
| holding | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 56.1K | Nov 13, 2023 | FG Financial Holdings, LLC | F3 | |||||
| holding | FGF | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 44 | Nov 13, 2023 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.. |
| F2 | Includes 2,000 shares held in an individual account, 1,333 shares held in a joint account with spouse, the remaining 1,544 RSUs granted on August 13, 2019 as director compensation (also includes the 6,178 RSUs that have vested to date), the remaining 3,485 RSUs granted on August 12, 2020 as director compensation (also includes the 5,229 RSUs that have vested to date), and the remaining 11,594 RSUs granted on December 17, 2021, as director compensation (also includes the 2,898 RSUs that have vested to date), and the remaining 25,316 RSUs granted on August 19, 2022, as director compensation (also includes the 6,329 RSUs that have vested to date), and the remaining 86,666 RSU granted on February 17, 2023 ( also includes 43,334 RSU that have vested to date but 12,563 of such RSUs were withheld by the Company for tax purposes), the remaining 36,764 RSUs granted on November 13, 2023 as director compensation (none of the 36,764 have vested). |
| F3 | FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 5,666,111 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to Mr. Cerminara's position with FGGP and affiliated entities, Mr. Cerminara may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. |
| F4 | The securities are held directly by Mr. Cerminara in a joint account with his spouse. |