Steve Shum - Nov 28, 2023 Form 4 Insider Report for CalEthos, Inc. (BUUZ)

Role: Director
Signature: /s/ Steve Shum
Stock symbol: BUUZ
Transactions as of: Nov 28, 2023
Transactions value $: $98,409
Form type: 4
Date filed: 1/3/2024, 03:26 PM
Previous filing: Aug 28, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BUUZ	Common Stock	Conversion of derivative security	$98K	+196K	+4210.74%	$0.50	201K	Dec 11, 2023	See Footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BUUZ	Board of Director Options	Award	$404	+404K		$0.00^*	404K	Nov 28, 2023	Common Stock	404K	$0.54	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were issued to the reporting person by CalEthos, Inc. (the "Issuer") in exchange for a promissory note that was previously issued by the Issuer to the reporting person. Such note was not convertible into securities of the Issuer.
F2	The reported securities are owned by Core Fund Management LLC, a limited liability company of which the reporting person is the principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Of the shares reported herein, 196,010 are owned indirectly through the entity.