| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDXS | Common Stock, par value $0.001 per share | Purchase | $235K | +80K | +0.95% | $2.94 | 8.52M | Sep 24, 2024 | By Opaleye, L.P. | F1, F2, F4 |
| transaction | CDXS | Common Stock, par value $0.001 per share | Purchase | $14.3K | +5K | +0.06% | $2.86 | 8.52M | Sep 25, 2024 | By Opaleye, L.P. | F1, F3, F4 |
| Id | Content |
|---|---|
| F1 | Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. |
| F2 | The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9064-$2.95 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| F3 | The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.8527-$2.90 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| F4 | Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose. |