Liqun Han - May 22, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
Chief Operating Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
Stock symbol
CPTN
Transactions as of
May 22, 2023
Transactions value $
-$15,089
Form type
4
Date filed
5/22/2023, 05:01 PM
Previous filing
Feb 10, 2023
Next filing
Aug 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Tax liability -$15.1K -40.8K -7.13% $0.37 532K May 22, 2023 Direct F1
holding CPTN Common Stock 490K May 22, 2023 See footnote. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
F2 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the reporting person is a trustee.