Mitchell Hourtienne - Sep 18, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role: Chief Commercial Officer
Signature: /s/: Ming Qiu, Attorney-in-Fact for Mitchell Hourtienne
Stock symbol: CPTN
Transactions as of: Sep 18, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/19/2023, 06:01 PM
Next filing: Feb 22, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Award	$0	+200K	+73.45%	$0.00	472K	Sep 18, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's Common Stock, that will vest in four equal installments on November 20, 2024, November 20, 2025, November 20, 2026 and November 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.

Content

The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's Common Stock, that will vest in four equal installments on November 20, 2024, November 20, 2025, November 20, 2026 and November 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.