Robert V. Vitale - Sep 23, 2021 Form 4 Insider Report for Post Holdings, Inc. (POST)

Role
PRESIDENT & CEO, Director
Signature
/s/ Diedre J. Gray, Attorney-in-Fact
Stock symbol
POST
Transactions as of
Sep 23, 2021
Transactions value $
-$5,434,201
Form type
4
Date filed
9/27/2021, 05:01 PM
Previous filing
Sep 10, 2021
Next filing
Sep 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction POST Common Stock Options Exercise $4.95M +100K +94.77% $49.48 206K Sep 23, 2021 By 2000 Trust
transaction POST Common Stock Tax liability -$7.25M -67.1K -32.65% $108.10 138K Sep 23, 2021 By 2000 Trust F1
transaction POST Common Stock Options Exercise $495K +10K +142.8% $49.48 17K Sep 23, 2021 By Spouse's Trust
transaction POST Common Stock Tax liability -$726K -6.71K -39.48% $108.10 10.3K Sep 23, 2021 By Spouse's Trust F1
transaction POST Common Stock Options Exercise $495K +10K +138.2% $49.48 17.2K Sep 23, 2021 By Son's Trust
transaction POST Common Stock Tax liability -$726K -6.71K -38.94% $108.10 10.5K Sep 23, 2021 By Son's Trust F1
transaction POST Common Stock Options Exercise $495K +10K +138.2% $49.48 17.2K Sep 23, 2021 By Daughter's Trust
transaction POST Common Stock Tax liability -$726K -6.71K -38.94% $108.10 10.5K Sep 23, 2021 By Daughter's Trust F1
transaction POST Common Stock Options Exercise $6.05M +100K +52.19% $60.50 292K Sep 23, 2021 Direct
transaction POST Common Stock Tax liability -$7.92M -73.3K -25.14% $108.10 218K Sep 23, 2021 Direct F1
transaction POST Common Stock Options Exercise $605K +10K +97.17% $60.50 20.3K Sep 23, 2021 By Spouse's Trust
transaction POST Common Stock Tax liability -$792K -7.33K -36.12% $108.10 13K Sep 23, 2021 By Spouse's Trust F1
transaction POST Common Stock Options Exercise $605K +10K +95.02% $60.50 20.5K Sep 23, 2021 By Son's Trust
transaction POST Common Stock Tax liability -$792K -7.33K -35.71% $108.10 13.2K Sep 23, 2021 By Son's Trust F1
transaction POST Common Stock Options Exercise $605K +10K +95.02% $60.50 20.5K Sep 23, 2021 By Daughter's Trust
transaction POST Common Stock Tax liability -$792K -7.33K -35.71% $108.10 13.2K Sep 23, 2021 By Daughter's Trust F1
holding POST Common Stock 90K Sep 23, 2021 By Spouse
holding POST Common Stock 8.91K Sep 23, 2021 By 2014 Trust
holding POST Common Stock 1.45K Sep 23, 2021 By XSIP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -100K -37.04% $0.00 170K Sep 23, 2021 Common Stock 100K $49.48 By 2000 Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Sep 23, 2021 Common Stock 10K $49.48 By Spouse's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Sep 23, 2021 Common Stock 10K $49.48 By Son's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Sep 23, 2021 Common Stock 10K $49.48 By Daughter's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -100K -100% $0.00* 0 Sep 23, 2021 Common Stock 100K $60.50 Direct F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Sep 23, 2021 Common Stock 10K $60.50 By Spouse's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Sep 23, 2021 Common Stock 10K $60.50 By Son's Trust F2
transaction POST Employee Stock Options (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Sep 23, 2021 Common Stock 10K $60.50 By Daughter's Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person.
F2 The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.