Bradly A. Harper - Nov 16, 2021 Form 4 Insider Report for Post Holdings, Inc. (POST)

Signature
/s/ Diedre J. Gray, Attorney-in-Fact
Stock symbol
POST
Transactions as of
Nov 16, 2021
Transactions value $
-$62,299
Form type
4
Date filed
11/18/2021, 03:42 PM
Previous filing
Nov 16, 2021
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction POST Common Stock Tax liability -$30.1K -284 -3.67% $105.95 7.46K Nov 17, 2021 Direct F1
transaction POST Common Stock Tax liability -$32.2K -304 -4.07% $105.95 7.16K Nov 17, 2021 Direct F2
holding POST Common Stock 900 Nov 16, 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction POST Restricted Stock Units Award $0 +2.27K $0.00 2.27K Nov 16, 2021 Common Stock 2.27K Direct F3, F4
transaction POST Restricted Stock Units Award $0 +1.64K +72.32% $0.00 3.91K Nov 16, 2021 Common Stock 1.64K Direct F3, F5
transaction POST Restricted Stock Units Award $0 +1.17K +29.97% $0.00 5.08K Nov 16, 2021 Common Stock 1.17K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of tax withholding due as a result of the vesting of 634 restricted stock units ("RSUs") in accordance with Rule 16b-3.
F2 Surrender of shares in payment of tax withholding due as a result of the vesting of 679 RSUs in accordance with Rule 16b-3.
F3 Each RSU represents a contingent right to receive one share of Post Holdings, Inc. common stock. The RSUs were granted under the Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "2021 LTIP") in a transaction exempt under Rule 16b-3 and the settlement of the RSUs in shares is subject to shareholder approval of the 2021 LTIP; provided that if such shareholder approval is not obtained, the RSUs will remain outstanding and convert into cash-settled RSUs.
F4 One-half of the RSUs vest on each of the first and second anniversaries of the date of grant without any action on the part of the participant.
F5 One-third of the RSUs vest on each of the first, second, and third anniversaries of the date of grant without any action on the part of the participant.
F6 One-fourth of the RSUs vest on each of the first, second, third and fourth anniversaries of the date of grant without any action on the part of the participant.