Robert A. Herman - May 31, 2022 Form 4 Insider Report for Phillips 66 (PSX)

Role
Executive Vice President
Signature
Julie P. Pradel, Attorney in Fact
Stock symbol
PSX
Transactions as of
May 31, 2022
Transactions value $
-$1,522,708
Form type
4
Date filed
6/1/2022, 05:03 PM
Previous filing
Mar 11, 2022
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSX Common Stock Options Exercise $765K +12.3K +19.19% $62.17 76.4K May 31, 2022 Direct F1
transaction PSX Common Stock Options Exercise $824K +11.4K +14.92% $72.26 87.8K May 31, 2022 Direct F1
transaction PSX Common Stock Options Exercise $1.74M +23.5K +26.76% $74.14 111K May 31, 2022 Direct F1
transaction PSX Common Stock Sale -$4.85M -47.2K -42.41% $102.82 64.1K May 31, 2022 Direct F1, F2
holding PSX Common Stock 5.71K May 31, 2022 Phillips 66 Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSX Stock Options (Right to Buy) Options Exercise $0 -12.3K -100% $0.00* 0 May 31, 2022 Common Stock 12.3K $62.17 Direct F4
transaction PSX Stock Options (Right to Buy) Options Exercise $0 -11.4K -100% $0.00* 0 May 31, 2022 Common Stock 11.4K $72.26 Direct F5
transaction PSX Employee Stock Option (Right to Buy) Options Exercise $0 -23.5K -100% $0.00* 0 May 31, 2022 Common Stock 23.5K $74.14 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
F2 The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.95 to $103.30. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
F4 The stock options became exercisable in three equal annual installments beginning on February 7, 2014.
F5 The stock options became exercisable in three equal annual installments beginning on February 6, 2015.
F6 The stock options became exercisable in three equal annual installments beginning on February 3, 2016