AWM Investment Company, Inc. - Apr 27, 2023 Form 4 Insider Report for Societal CDMO, Inc. (SCTL)

Role
10%+ Owner
Signature
Adam Stettner
Stock symbol
SCTL
Transactions as of
Apr 27, 2023
Transactions value $
-$259,037
Form type
4
Date filed
4/27/2023, 05:03 PM
Previous filing
Apr 4, 2023
Next filing
May 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCTL Common Stock Sale -$259K -370K -4.18% $0.70 8.48M Apr 27, 2023 By Limited Partnerships F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

AWM Investment Company, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This is a weighted average price.
F2 AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE.
F3 AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE.